Stock Transactions [WLOs: 3, 4] [CLOs: 2, 3] Prior to


 

Stock Transactions [WLOs: 3, 4] [CLOs: 2, 3]

Prior to beginning work on this discussion forum, read Chapters 14 and 15 in the course textbook.

To establish effective internal control over a corporation’s stock transactions, the corporation should utilize the services of an independent registrar and transfer agent. Address the following in your discussion post:

  • Describe the functions performed by the stock registrar.
  • Describe the functions performed by the transfer agent.
  • Describe the information typically requested by the auditors in a confirmation sent to the registrar.

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